Financial jobs and financial careers in USA. Browse USA jobs in Compliance / Legal and apply online

Job search
Search Advanced
Post your resume
Showing 1-30 of 87 jobs
Sr Retail Compliance Manager - Deposit & Online Not Disclosed Competitive Based on Experience USA-CA-Hayward 11 May 12

This senior compliance role will be responsible for ensuring that policies and procedures for Deposit Products...

Senior Marketing Compliance Officer Bank of the West Competitive USA-CA-Hayward 11 May 12

The Senior Marketing Compliance Officer is primarily responsible for ensuring that marketing materials comply ...

Associate Attorney Not Disclosed Competitive USA-CA-Los Angeles 23 May 12

The firm provides investment management services in international, global and emerging markets equity strategi...

Senior Associate - Compliance Wilshire Associates, Inc. Competitive Salary plus Bonus Opportunit... USA-CA-Los Angeles 18 May 12

Wilshire Associates is looking to hire a Senior Associate who will be involved with a broad range of Complianc...

Compliance Specialist Investment Placement Group (IPG) Competitive USA-CA-San Diego 21 May 12

Investment Placement Group founded in 1983, is a highly specialized broker dealer and investment advisor with ...

BI Lead/ Lead MSBI Synechron Inc DOE USA-CT-Hartford 21 May 12

Synechron, Inc. is seeking a Senior ETL Technical Lead. The selected candidate will be part of a global team w...

Data Warehouse Designer Synechron Inc DOE USA-CT-Hartford 21 May 12

Synechron, Inc. is seeking a Senior Data Warehouse Designer / SQL Server DBA. The selected candidate will lead...

Vice President-SOX Compliance Integrated Management Resources Open USA-CT-Norwalk 23 May 12

Major Insurance Company is seeking a Vice President to support SOX Compliance.

VP, Administrative Manager The Forum Group Base salary, bonus and benefits. USA-CT-Stamford 24 May 12

The Role of the Administrative Manager is to implement and ensure that internal and external policies and proc...

Team Coordinators (Legal & Travel Teams) Financial Services Not Disclosed Highly competitive (base + lucrative bon... USA-CT-Stamford 22 May 12

Seeking self-directed, motivated, client focused candidates with exceptional process management and people ski...

Associate, Compliance (Asset Management) Not Disclosed Highly competitive (base + lucrative bon... USA-CT-Stamford 22 May 12

Seeking a motivated individual with compliance experience (1 – 4 years experience "max"). Knowledge of the Inv...

Energy Commodities Compliance Manager Robert Walters Associates Inc Competitive USA-CT-Stamford 22 May 12

Our client, a large diversified commodities trading firm, is seeking an Energy Commodities Compliance Manager ...

Dodd-Frank Consultant Green Key Resources Commensurate on experience USA-CT-Stamford 07 May 12

Our client, a top investment bank in Stamford, CT seeks a dodd-frank consultant for a long-term assignment.

Director, Credit Risk Not Disclosed $175k base salary, plus substantial annu... USA-DC-Washington/Metro 22 May 12

Lead the expansion, development, and implementation of a cutting edge Credit Risk platform. Oversight of Mode...

Performance Analyst Robert Half Financial Service Group DOE USA-IL-Chicago 23 May 12

Performance / Operations Analyst

High Frequency, Prop Trading COMPLIANCE Analyst Chicago US$100000 - US$150000 per annum USA-IL-Chicago 18 May 12

-Experience working for a trading firm -Series 7, 24 -Reg SHO and Reg NMS -Compiling data summaries, updating ...

Operations Analyst Blue Fire Capital Competitve USA-IL-Chicago 04 May 12

See Job Description Below

Compliance Analyst Optiver US LLC Competitive. USA-IL-Chicago 02 May 12

Optiver is a worldwide market maker and derivatives trading firm headquartered in Amsterdam with strategically...

Lawyer Wellington Management Company, LLP Competitive USA-London 24 May 12

Lawyer

Dodd-Frank BA TwoFour Systems $90/hr USA-MA-Boston 16 May 12

Our client needs to validate changes to workflows for FX & Collateral businesses in light of clearing trades i...

Global Investment Compliance Associate MFS Investment Management Competitive USA-MA-Boston 14 May 12

Supports both Equity and Fixed Income trading. Ensures trade loss and compliance violation risk is minimized ...

Private Equity Legal Associate Michael Page International 65,000 -85,000+ 20% bonus USA-MA-Boston North 16 May 12

Our client is a top tier private equity firm with a variety of strategies. They are looking to add a paralegal...

Legal Analyst - Banking & Trust TIAA-CREF Paid semi monthly, DOE USA-MO-St. Louis 24 May 12

At TIAA-CREF, we are committed to making financial

CRA Officer Hudson City Savings Bank Based on experience USA-NJ-Hackensack 21 May 12

Develops, implements, and monitors community relations programs within designated areas to enhance the Bank's ...

!st VP, Mortgage Servicing Select Group, Inc. Base + bonus+ share allocation+ benefits USA-NJ-Hackensack 09 May 12

Regional Bank with HQ in New Jersey is looking for a Head of Mortgage Servicing to spearhead their enterprise...

MSSB Compliance Project Manager Morgan Stanley not disclosed USA-NJ-Jersey City 22 May 12

See job description below

Regulatory Risk Manager - MBS Comprehensive Recruiting Outstanding compensation and benefit pla... USA-NY-New York City 25 May 12

Global financial firm is looking to add a Risk Manager responsible for assessing and managing financial risks ...

Vice President - Corporate & Funds Attorney Michael Page International Up to $250K Base + Bonus & Benefits USA-NY-New York City 24 May 12

Our client is one of the world's leading investment and advisory firms. They are looking for an Attorney t...

Mutual Fund Attorney Michael Page International Attractive base salary plus bonus USA-NY-New York City 24 May 12

Our client is looking for a Mutual Fund Attorney with in-depth knowledge of the Investment Company Act of 1940...

VP - Research Compliance Michael Page International Competitive Package USA-NY-New York City 24 May 12

Reporting directly to the Chief Compliance Officer, this is an opportunity to join a leading financial service...

Create an email update for the latest jobs matching this search Compliance / Legal, USA

Site Information

eFinancialCareers is a Dice Holdings, Inc. company. Dice Holdings, Inc. is a publicly traded company listed on the New York Stock Exchange (Ticker: DHX)