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Compliance Officer (Trade Monitoring) Newedge not disclosed USA-IL-Chicago 03 Feb 12

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Compliance Branch Manager The Forum Group Base plus bonus USA-NY-New York City 03 Feb 12

Our client, an international wealth management firm is looking to bring in a compliance or administrative mana...

Copy of Compliance Analysts Personified TBD USA-TX-Dallas 03 Feb 12

Compliance Analysts I/II in Dallas, TX - Hiring Event in Dallas on February 22nd, 2012. These are direct hi...

Compliance Analysts Personified TBD USA-TX-Dallas 03 Feb 12

Compliance Analysts I/II in Dallas, TX - Hiring Event in Dallas on February 22nd, 2012. These are direct hi...

Senior Portfolio Compliance Analyst – Global Fixed Income Brandywine Global Investment Management Low Quartile: $76,000 Median Quartile: $... USA-PA-Philadelphia 03 Feb 12

The Senior Portfolio Compliance Analyst will report to the Manager of Portfolio Compliance and will support th...

Portfolio Compliance Analyst Brandywine Global Investment Management Low Quartile: $58,000 Median Quartile: $... USA-PA-Philadelphia 03 Feb 12

The Portfolio Compliance Analyst will report to the Manager of Portfolio Compliance and will support the goals...

Compliance Manager Highland Capital Management, L.P. Competitive USA-TX-Plano 03 Feb 12

Highland is looking for a motivated Compliance Manager. He/She will be responsible for assisting the Chief Com...

Compliance Associate Highland Capital Management, L.P. Competitive USA-TX-Dallas 03 Feb 12

Highland Capital has an immediate opening for a bright, hard-working individual to work in compliance within t...

Sr. Counsel - Fund Securities MFS Investment Management Competitive USA-MA-Boston 03 Feb 12

Provides legal counsel, planning and services to MFS, its subsidiaries and its fund complexes. Provides advice...

Dodd-Frank Consultant Green Key Resources Commensurate on experience USA-CT-Stamford 02 Feb 12

Our client, a top investment bank in Stamford, CT seeks a dodd-frank consultant for a long-term assignment.

Compliance Officer Green Key Resources Commensurate on experience USA-CT-Stamford 02 Feb 12

Our client, a top investment bank in Stamford seeks a compliance professional who has worked with the FCPA (Fo...

Commodity Futures Trading Compliance Officer Ashton Lane Group, Inc Excellent Base & Bonus USA-MN-Minneapolis 02 Feb 12

Senior position leading the commodity trading compliance for a multinational company

Director OTC Derivatives Compliance Ashton Lane Group, Inc Excellent Base & Bonus USA-NY-New York City 02 Feb 12

Oversee compliance audits, financial analysis, investigations and surveillance within a financial services reg...

Senior Risk Manager - OTC Derivatives Ashton Lane Group, Inc Excellent Base & Bonus USA-NY-New York City 02 Feb 12

Manage regulatory capital and margin requirement risk programs within financial services

Director Regulatory Reporting Ashton Lane Group, Inc Excellent Base & Bonus USA-NY-New York City 02 Feb 12

Finop required to Oversee Financial & Regulatory Reporting team of a global investment bank.

Compliance Manager Westwood Partners LLC base plus bonus USA-NY-New York City 02 Feb 12

Our client, a major financial services institution, is looking for a Compliance Manager with strong fixed inco...

Equities Trading Compliance Officer Robert Walters Associates Inc Competitive Compensation USA-NY-New York City 02 Feb 12

Our client is a top-performing, established and successful quant hedge fund with over $5 billion in assets und...

Investment Advisor Compliance Officer Robert Walters Associates Inc Competitive Compensation USA-NY-New York City 02 Feb 12

Our client is a top-performing, established and successful quant hedge fund with over $7 billion in assets und...

Compliance Associate Robert Walters Associates Inc Competitive USA-NY-New York City 02 Feb 12

Asset management firm in NYC seeks a Compliance Associate. The firm is a leading sponsor of Exchange Traded F...

Recruiting Manager - Financial Services Group Robert Half Financial Services Group Base + Bonus USA-IL-Chicago 02 Feb 12

Recruiting Manager position in our Financial Services Group at Robert Half International. Excellent earning po...

Compliance Officer- Capital Markets Robert Half Financial Service Group DOE USA-IL-Chicago 02 Feb 12

Capital Markets team is hiring for a Compliance Officer for their Fixed Income Trading Products area. This is...

Operational Due Diligence- Leading Hedge Fund Robert Half Financial Service Group DOE USA-IL-Chicago 02 Feb 12

Leading hedge fund investor with international offices is hiring an Investment Operations Associate within the...

Lending/AML Officer Robert Half Financial Service Group 75-100K USA-NY-New York City 02 Feb 12

Robert Half Financial Services group works with some of the most prestigious companies in the Financial Servic...

Compliance Analyst Robert Half Financial Service Group 55K USA-NY-New York City 02 Feb 12

Robert Half Financial Services group works with some of the most prestigious companies in the Financial Servic...

Compliance Analyst Robert Half Financial Service Group 60K USA-NY-New York City 02 Feb 12

Robert Half Financial Services group works with some of the most prestigious companies in the Financial Servic...

Junior Compliance Associate Robert Half Financial Service Group 55-75K USA-NY-New York City 02 Feb 12

Robert Half Financial Services group works with some of the most prestigious companies in the Financial Servic...

Chief Compliance Officer – Asset Management The Compliance Search Group LLC Upon Experience USA-NY-New York City 02 Feb 12

Our client is a forty year old money management firm that is owned by a publicly traded bank.

Hedge Fund/Alternative Investments Attorney, VP - Investment Bank The Compliance Search Group LLC base plus bonus USA-NY-New York City 02 Feb 12

Top-tier global investment bank seeks an Attorney to focus on their hedge fund, alternative investments and as...

Investment Advisory Attorney - Private Banking/High-Net-Worth Clients The Compliance Search Group LLC base plus bonus USA-NY-New York City 02 Feb 12

The high-net-worth division of a top-tier investment bank seeks an Attorney for their investment advisory grou...

Operational Risk Management The Compliance Search Group LLC base plus bonus USA-NY-New York City 02 Feb 12

The asset management division of a large diversified financial services firm seeks a Senior level Risk Managem...

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