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Compliance Officer - Transaction Monitoring AND KYC Robert Walters Associates Inc Competitive Compensation USA-FL-Miami 10 Feb 12

Our client is a top-tier international financial institution that provides wealth management advisory services...

Commodities Compliance Officer Robert Walters Associates Inc Competitive Compensation USA-NY-New York City 10 Feb 12

Our client, a company engaged in commodities dealing and trading, is seeking a Head of Compliance, Americas, t...

Paralegal Managers Investment Group Competitive USA-CT-Norwalk 09 Feb 12

Managers Investment Group offers long- term investment strategies through a unique platform that includes open...

Risk Lawyer TFPL None specified USA-NY-New York City 09 Feb 12

My Client is a global legal firm looking for a Risk Lawyer to work within their Risk Department at their New Y...

Compliance Manager ProFund Advisors LLC base and an annual bonus USA-MD-Bethesda 09 Feb 12

Position is responsible for ensuring ProFund Advisors, LLC (PFA) and ProShare Advisors, LLC (PSA) is informed ...

Head of Bank Regulatory Compliance Societe Generale Commensurate with experience USA-NY-New York City 09 Feb 12

Societe Generale has an opening for a Head of Bank Regulatory Compliance person.

Vice President Branch Compliance BBVA Competitive USA-NY-New York City 09 Feb 12

The Vice President of Branch Compliance will be responsible for directing and implementing the capital markets...

Compliance Officer, Standard & Poor's Standard & Poor`s not disclosed USA-NY-New York City 08 Feb 12

Standard & Poor's is seeking a senior compliance officer to conduct examinations and audits. This position...

Senior Product Tax Specialist eSecLending Competative USA-MA-Boston North 08 Feb 12

Primarily responsible for performing tax related due diligence for new products, new markets, ensuring the com...

Controller ITW Rippey Competitve USA-CA-Rancho Cordova 08 Feb 12

See Job Description Below

Business Analyst American International Group, Inc. (AIG) US$65000 - US$115000 per year + bonus USA-NY-New York City 08 Feb 12

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Compliance Attorney Robert Half Financial Service Group Up 150K USA-NY-New York City 08 Feb 12

Robert Half Financial Services group works with some of the most prestigious companies in the Financial Servic...

Compliance Analyst Hudson City Savings Bank Based on experience USA-NJ-Hackensack 08 Feb 12

Responsible for monitoring and testing compliance with rules and regulations applicable to Banks and mortgage ...

Capital Markets Attorney The Forum Group Total comp up to $200-250k for the right... USA-NY-New York City 08 Feb 12

The ideal candidate for the Capital Markets Attorney role will have broker dealer experience and worked well w...

Contracts Director FX Alliance, LLC DOE USA-NY-New York City 08 Feb 12

The candidate will negotiate and draft documentation covering a wide variety of transactions, including agre...

Compliance Branch Manager The Forum Group Base plus bonus USA-NY-New York City 08 Feb 12

Our client, an international wealth management firm is looking to bring in a compliance or administrative mana...

Commodity Futures Trading Compliance Officer Ashton Lane Group, Inc Excellent Base & Bonus USA-MN-Minneapolis 08 Feb 12

Senior position leading the commodity trading compliance for a multinational company

Director OTC Derivatives Compliance Ashton Lane Group, Inc Excellent Base & Bonus USA-NY-New York City 08 Feb 12

Oversee compliance audits, financial analysis, investigations and surveillance within a financial services reg...

Senior Risk Manager - OTC Derivatives Ashton Lane Group, Inc Excellent Base & Bonus USA-NY-New York City 08 Feb 12

Manage regulatory capital and margin requirement risk programs within financial services

Director Regulatory Reporting Ashton Lane Group, Inc Excellent Base & Bonus USA-NY-New York City 08 Feb 12

Finop required to Oversee Financial & Regulatory Reporting team of a global investment bank.

Director of Operational Risk & Regulatory Compliance Not Disclosed Base salary plus bonus USA-IL-Chicago 07 Feb 12

15 or more years experience in public accounting, risk, internal audit and/or compliance. Experience in commer...

Senior Compliance VP/Associate - Top Fund/Asset Manager Not Disclosed Very Competitive USA-NY-New York City 07 Feb 12

We're a top performing, rapidly growing macro fund/asset manager in Manhattan and are seeking an energetic, ex...

Compliance Manager Highland Capital Management, L.P. Competitive USA-TX-Plano 07 Feb 12

Highland is looking for a motivated Compliance Manager. He/She will be responsible for assisting the Chief Com...

Compliance Associate Highland Capital Management, L.P. Competitive USA-TX-Dallas 07 Feb 12

Highland Capital has an immediate opening for a bright, hard-working individual to work in compliance within t...

DC Regulatroy Services Consultant Tomer Search Group 80,000 -90,000 USA-MA-Boston 07 Feb 12

The Regulatory Admin. Advisor is responsible for the day to day review and production of the work and services...

Legal Assistant Ronin Capital $45,000-$70,000 Base, DOE Competitive bo... USA-IL-Chicago 06 Feb 12

Ronin is currently looking to hire a Legal Assistant with previous experience working in a law firm or in the...

Investment Management Advertising Compliance The Forum Group Base salary, bonus and benefits. USA-NY-New York City 06 Feb 12

Our client, a global investment managment firm based in Midtown is seeking a Marketing Review compliance profe...

Senior Auditor Cotton & Company Competitive USA-VA-Alexandria 06 Feb 12

Cotton & Company is seeking Senior Auditors with at least two years of Federal financial statement audit exper...

Audit Manager Cotton & Company Competitive USA-VA-Alexandria 06 Feb 12

Cotton & Company is seeking Audit Managers to supervise and conduct financial and internal controls audits of ...

Sr. Counsel - Fund Securities MFS Investment Management Competitive USA-MA-Boston 06 Feb 12

Provides legal counsel, planning and services to MFS, its subsidiaries and its fund complexes. Provides advice...

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