| Compliance Officer - Transaction Monitoring AND KYC | Robert Walters Associates Inc Competitive Compensation | USA-FL-Miami | 10 Feb 12 |
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Our client is a top-tier international financial institution that provides wealth management advisory services...
| Commodities Compliance Officer | Robert Walters Associates Inc Competitive Compensation | USA-NY-New York City | 10 Feb 12 |
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Our client, a company engaged in commodities dealing and trading, is seeking a Head of Compliance, Americas, t...
| Paralegal | Managers Investment Group Competitive | USA-CT-Norwalk | 09 Feb 12 |
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Managers Investment Group offers long- term investment strategies through a unique platform that includes open...
| Risk Lawyer | TFPL None specified | USA-NY-New York City | 09 Feb 12 |
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My Client is a global legal firm looking for a Risk Lawyer to work within their Risk Department at their New Y...
| Compliance Manager | ProFund Advisors LLC base and an annual bonus | USA-MD-Bethesda | 09 Feb 12 |
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Position is responsible for ensuring ProFund Advisors, LLC (PFA) and ProShare Advisors, LLC (PSA) is informed ...
| Head of Bank Regulatory Compliance | Societe Generale Commensurate with experience | USA-NY-New York City | 09 Feb 12 |
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Societe Generale has an opening for a Head of Bank Regulatory Compliance person.
| Vice President Branch Compliance | BBVA Competitive | USA-NY-New York City | 09 Feb 12 |
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The Vice President of Branch Compliance will be responsible for directing and implementing the capital markets...
| Compliance Officer, Standard & Poor's | Standard & Poor`s not disclosed | USA-NY-New York City | 08 Feb 12 |
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Standard & Poor's is seeking a senior compliance officer to conduct examinations and audits. This position...
| Senior Product Tax Specialist | eSecLending Competative | USA-MA-Boston North | 08 Feb 12 |
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Primarily responsible for performing tax related due diligence for new products, new markets, ensuring the com...
| Controller | ITW Rippey Competitve | USA-CA-Rancho Cordova | 08 Feb 12 |
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See Job Description Below
| Business Analyst | American International Group, Inc. (AIG) US$65000 - US$115000 per year + bonus | USA-NY-New York City | 08 Feb 12 |
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| Compliance Attorney | Robert Half Financial Service Group Up 150K | USA-NY-New York City | 08 Feb 12 |
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Robert Half Financial Services group works with some of the most prestigious companies in the Financial Servic...
| Compliance Analyst | Hudson City Savings Bank Based on experience | USA-NJ-Hackensack | 08 Feb 12 |
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Responsible for monitoring and testing compliance with rules and regulations applicable to Banks and mortgage ...
| Capital Markets Attorney | The Forum Group Total comp up to $200-250k for the right... | USA-NY-New York City | 08 Feb 12 |
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The ideal candidate for the Capital Markets Attorney role will have broker dealer experience and worked well w...
| Contracts Director | FX Alliance, LLC DOE | USA-NY-New York City | 08 Feb 12 |
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The candidate will negotiate and draft documentation covering a wide variety of transactions, including agre...
| Compliance Branch Manager | The Forum Group Base plus bonus | USA-NY-New York City | 08 Feb 12 |
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Our client, an international wealth management firm is looking to bring in a compliance or administrative mana...
| Commodity Futures Trading Compliance Officer | Ashton Lane Group, Inc Excellent Base & Bonus | USA-MN-Minneapolis | 08 Feb 12 |
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Senior position leading the commodity trading compliance for a multinational company
| Director OTC Derivatives Compliance | Ashton Lane Group, Inc Excellent Base & Bonus | USA-NY-New York City | 08 Feb 12 |
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Oversee compliance audits, financial analysis, investigations and surveillance within a financial services reg...
| Senior Risk Manager - OTC Derivatives | Ashton Lane Group, Inc Excellent Base & Bonus | USA-NY-New York City | 08 Feb 12 |
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Manage regulatory capital and margin requirement risk programs within financial services
| Director Regulatory Reporting | Ashton Lane Group, Inc Excellent Base & Bonus | USA-NY-New York City | 08 Feb 12 |
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Finop required to Oversee Financial & Regulatory Reporting team of a global investment bank.
| Director of Operational Risk & Regulatory Compliance | Not Disclosed Base salary plus bonus | USA-IL-Chicago | 07 Feb 12 |
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15 or more years experience in public accounting, risk, internal audit and/or compliance. Experience in commer...
| Senior Compliance VP/Associate - Top Fund/Asset Manager | Not Disclosed Very Competitive | USA-NY-New York City | 07 Feb 12 |
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We're a top performing, rapidly growing macro fund/asset manager in Manhattan and are seeking an energetic, ex...
| Compliance Manager | Highland Capital Management, L.P. Competitive | USA-TX-Plano | 07 Feb 12 |
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Highland is looking for a motivated Compliance Manager. He/She will be responsible for assisting the Chief Com...
| Compliance Associate | Highland Capital Management, L.P. Competitive | USA-TX-Dallas | 07 Feb 12 |
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Highland Capital has an immediate opening for a bright, hard-working individual to work in compliance within t...
| DC Regulatroy Services Consultant | Tomer Search Group 80,000 -90,000 | USA-MA-Boston | 07 Feb 12 |
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The Regulatory Admin. Advisor is responsible for the day to day review and production of the work and services...
| Legal Assistant | Ronin Capital $45,000-$70,000 Base, DOE Competitive bo... | USA-IL-Chicago | 06 Feb 12 |
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Ronin is currently looking to hire a Legal Assistant with previous experience working in a law firm or in the...
| Investment Management Advertising Compliance | The Forum Group Base salary, bonus and benefits. | USA-NY-New York City | 06 Feb 12 |
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Our client, a global investment managment firm based in Midtown is seeking a Marketing Review compliance profe...
| Senior Auditor | Cotton & Company Competitive | USA-VA-Alexandria | 06 Feb 12 |
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Cotton & Company is seeking Senior Auditors with at least two years of Federal financial statement audit exper...
| Audit Manager | Cotton & Company Competitive | USA-VA-Alexandria | 06 Feb 12 |
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Cotton & Company is seeking Audit Managers to supervise and conduct financial and internal controls audits of ...
| Sr. Counsel - Fund Securities | MFS Investment Management Competitive | USA-MA-Boston | 06 Feb 12 |
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Provides legal counsel, planning and services to MFS, its subsidiaries and its fund complexes. Provides advice...