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Showing 1-14 of 14 jobs
Senior Vice President - Legal Moody's Corporation Annual USA-NY-New York City 24 May 12

ResponsibilitiesThe SVP, for the Commercial Group ("CG") will join our New York office, working with the team ...

Inquiries Group Assistant Manager Morgan Stanley not disclosed USA-NY-New York City 24 May 12

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Attorney for Corporate Treasury and Disclosure Morgan Stanley not disclosed USA-NY-New York City 24 May 12

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Compliance Testing Vice President Morgan Stanley not disclosed USA-NY-New York City 23 May 12

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MSSB Compliance Project Manager Morgan Stanley not disclosed USA-NJ-Jersey City 22 May 12

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AML Investigations Manager Morgan Stanley not disclosed USA-NY-New York City 22 May 12

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SOX Compliance & Indepedence Manager BlackRock not disclosed USA-NY-New York City 22 May 12

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Team Coordinators (Legal & Travel Teams) Financial Services Not Disclosed Highly competitive (base + lucrative bon... USA-CT-Stamford 22 May 12

Seeking self-directed, motivated, client focused candidates with exceptional process management and people ski...

Legal and Compliance Risk Examiner (AML Specialist) - Financial Institution Supervision Federal Reserve Bank not disclosed USA-NY-New York City 21 May 12

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High Frequency, Prop Trading COMPLIANCE Analyst Chicago US$100000 - US$150000 per annum USA-IL-Chicago 18 May 12

-Experience working for a trading firm -Series 7, 24 -Reg SHO and Reg NMS -Compiling data summaries, updating ...

Global Investment Compliance Associate MFS Investment Management Competitive USA-MA-Boston 14 May 12

Supports both Equity and Fixed Income trading. Ensures trade loss and compliance violation risk is minimized ...

Sr Retail Compliance Manager - Deposit & Online Not Disclosed Competitive Based on Experience USA-CA-Hayward 11 May 12

This senior compliance role will be responsible for ensuring that policies and procedures for Deposit Products...

Compliance Analyst Optiver US LLC Competitive. USA-IL-Chicago 02 May 12

Optiver is a worldwide market maker and derivatives trading firm headquartered in Amsterdam with strategically...

Collateral Inspection Officer Rabobank International Competitive based on experience USA-NY-New York City 30 Apr 12

Collateral Inspection Department assists the Credit Risk Department manage credit risk through review of colla...

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